• Send initial KYC requirements list to client.
• Follow up and collate KYC documentation from client
• Review and scrutinize KYC documentation received ensuring it is appropriate for the risk rating level applicable to the client
• Carry out screening (Name list screening and Negative News Searches (in line with Apex Screening Procedure):
• Prepare KYC checklists and arrange for review
• Prepare Location-wise Local AML Risk Assessment and arrange for review
• Prepare Apex Group Client Risk Assessment and arrange for review
• Escalate any concerns identified during the KYC review process to the Apex Local Client Acceptance Committee / Compliance.
• Input all KYC Information Collected on KYC Application / Tool
• Prepare the Initial Client KYC File
• Attend to KYC Queries
• Perform New Client Adoptions
• Perform Regular Reviews, Event Driven Reviews, Trigger Driven Reviews
• Understand and Apply KYC Key Operating Procedures and the Apex Group AML / CFT Policy / PEP and HR Policy and any other Group Policies applicable to the AML/KYC Process
• Update MIS / KPI
• Perform operational Onboarding tasks
• Prepare Due Diligence Reports
• Support the Senior KYC Analyst, KYC Team Leader and the Onboarding Managers
• Assist in any other ad hoc Client KYC / Due Diligence related tasks and processes as requested by the Head of Department

Role: Finance - Other

Industry Type: Banking

Department: Risk Management & Compliance

Employment Type: Full Time, Permanent

Role Category: Finance

Education

UG: B.B.A/ B.M.S in Management

PG: Any Postgraduate

About company

Apex Group Ltd., was established in Bermuda in 2003, is a global financial services provider.

With 50 offices worldwide and 5,000 employees, Apex delivers an extensive range of services to asset managers, capital markets, private clients and family offices.

The Group has continually improved and evolved its capabilities to offer a single-source solution through establishing the broadest range of products in the industry; including fund services, digital onboarding and bank accounts, depositary, custody etc. We look to recruit bright, articulate and numerate personnel who are unafraid of a challenge and are prepared to work hard and love what they do. Life at Apex isn just about the work you do, its about embracing the culture and loving what you do. Every employee plays a part in making Apex who we are today and the more that we grow, the more important that becomes. Whatever your career path or specialism, Apex ensures it rewards loyal and dedicated employees. The international nature of our business and global network of offices means that there are opportunities to broaden your life experiences.